英语翻译Attentions - Good Faith Warning in the amount of $504.69 This communication is to inform you that you have purchased a security using unsettled funds your cash account ending in 9003.Please note that a “Good Faith Warning” has been no
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英语翻译Attentions - Good Faith Warning in the amount of $504.69 This communication is to inform you that you have purchased a security using unsettled funds your cash account ending in 9003.Please note that a “Good Faith Warning” has been no
英语翻译
Attentions - Good Faith Warning in the amount of $504.69
This communication is to inform you that you have purchased a security using unsettled funds your cash account ending in 9003.Please note that a “Good Faith Warning” has been noted to your account to inform you that if you sell the security that was acquired using unsettled funds before those proceeds have settled you will be issued a Good Faith Violation
Example:
· On Monday customer sells “A stock” for $5,000,but holds no cash in his account
· On Monday customer buys “B stock” for $5,000
· On Monday,Tuesday or Wednesday customer sells “B”,prior to the settlement date of “A”
In this example,the account would have been charged with a Good Faith Violation “GFV”.The settlement date of security “A” is Thursday.If the customer had sold security “B” on settlement of the sale of “A”,then the purchase of security “B” would have been “fully paid” and no violations would have occurred.
NOTICE TO RECIPIENTS:The information contained in and accompanying this communication may be confidential,subject to legal privilege,or otherwise protected from disclosure,and is intended solely for the use of the intended recipient(s).If you are not the intended recipient of this communication,please delete and destroy all copies in your possession.
英语翻译Attentions - Good Faith Warning in the amount of $504.69 This communication is to inform you that you have purchased a security using unsettled funds your cash account ending in 9003.Please note that a “Good Faith Warning” has been no
应注意的问题-504.69 美元的款额的良好信仰警告
这种通信是通知您,您的现金账户中 9003 结束您购买使用不稳定的资金安全.请注意一条诚信警告已经注意到,您的帐户,以通知你如果你卖出被收购这些收益已解决您之前使用不稳定的资金的安全性将发行诚信违反
示例:
·周一客户卖 5000 元,"股票",但在他的账户持有没有现金
·周一客户买"B 股"5000 元
·在星期一,星期二或星期三的客户销售"B",之前到结算日的"A"
在此示例中,该帐户将被控违反诚信"GFV"."A"安全的结算日是星期四.如果客户已出售解决销售的"A"安全"B",然后会发生购买的"B"将被"完全付出"的安全和没有侵犯.
通知到收件人:信息包含在与伴随这种通信可能是保密的服从法律的特权,或从披露,否则保护和仅用于使用的收件人.如果您不是此 communication 的收件人,请删除,然后销毁所有副本在你的身上.